科学哲学、科学学与 AI 科研秩序 [REF-001] Kuhn, T. S. (1970). The Structure of Scientific Revolutions. 2nd ed. University of Chicago Press, International Encyclopedia of Unified Science II 2(2). ISBN 978-0-226-45803-8. https://search.worldcat.org/title/93075. 键: Kuhn1970. 功能: 范式与科学革命概念框架。状态: 1970 年第 2 版;V4。 [REF-002] Merton, R. K. (1973). The Sociology of Science: Theoretical and Empirical Investigations. Edited with an introduction by Norman W. Storer. University of Chicago Press. ISBN 978-0-226-52091-9. https://search.worldcat.org/title/755754. 键: Merton1973. 功能: 科学规范、共同体与奖励制度。状态: 1973 年版;V4。 [REF-003] Jasanoff, S. (Ed.). (2004). States of Knowledge: The Co-production of Science and the Social Order. Routledge, International Library of Sociology. ISBN 978-0-415-33361-0. https://doi.org/10.4324/9780203413845. 键: Jasanoff2004. 功能: STS 共同生产理论。状态: 编辑专著;V4。 [REF-004] Merton, R. K. (1968). “The Matthew Effect in Science.” Science, 159(3810), 56–63. https://doi.org/10.1126/science.159.3810.56. 键: Merton1968. 功能: 累积优势与科学奖励。状态: 合并 SST-04/SCI-02;V3。 [REF-005] Open Science Collaboration. (2015). “Estimating the reproducibility of psychological science.” Science, 349(6251), 253–267, article aac4716. https://doi.org/10.1126/science.aac4716. 键: OpenScienceCollaboration2015. 功能: 大规模协作复制与效应量证据。状态: 特定心理学语料;V4。 [REF-006] National Academies of Sciences, Engineering, and Medicine. (2019). Reproducibility and Replicability in Science. Washington, DC: The National Academies Press. https://doi.org/10.17226/25303. 键: NASEM2019. 功能: 可重复性/可复制性定义和改进建议。状态: 共识报告;V4。 [REF-007] UNESCO. (2021b). Recommendation on Open Science. Adopted 23 November 2021. https://www.unesco.org/en/legal-affairs/recommendation-open-science. 键: UNESCO2021OpenScience. 功能: 开放科学定义、价值与原则。状态: 自愿性国际建议;V4。 [REF-008] Wuchty, S., Jones, B. F., & Uzzi, B. (2007). “The Increasing Dominance of Teams in Production of Knowledge.” Science, 316(5827), 1036–1039. https://doi.org/10.1126/science.1136099. 键: Wuchty2007. 功能: 团队生产与引用影响的观察性计量证据。状态: V4。 [REF-009] National Research Council. (2015). Enhancing the Effectiveness of Team Science. Edited by Nancy J. Cooke and Margaret L. Hilton. Washington, DC: The National Academies Press. https://doi.org/10.17226/19007. 键: NRC2015. 功能: 团队组织、评价与协作条件。状态: 共识报告;V4。 [REF-010] Wu, L., Wang, D., & Evans, J. A. (2019). “Large teams develop and small teams disrupt science and technology.” Nature, 566(7744), 378–382. https://doi.org/10.1038/s41586-019-0941-9. 键: Wu2019. 功能: 团队规模与颠覆性产出的观察性关联。状态: V4。 [REF-011] San Francisco Declaration on Research Assessment. (2013). Putting Science into the Assessment of Research. Drafted 2012 and released 2013. https://sfdora.org/read/. 键: DORA2013. 功能: 反对以期刊指标替代个人质量评价。状态: 宣言在文中简称 DORA;V4。 [REF-012] Wang, H., Fu, T., Du, Y., Gao, W., Huang, K., Liu, Z., Chandak, P., Liu, S., Van Katwyk, P., Deac, A., Anandkumar, A., Bergen, K., Gomes, C. P., Ho, S., Kohli, P., Lasenby, J., Leskovec, J., Liu, T.-Y., Manrai, A., Marks, D., Ramsundar, B., Song, L., Sun, J., Tang, J., Veličković, P., Welling, M., Zhang, L., Coley, C. W., Bengio, Y., & Zitnik, M. (2023). “Scientific discovery in the age of artificial intelligence.” Nature, 620(7972), 47–60. https://doi.org/10.1038/s41586-023-06221-2. 键: Wang2023. 功能: AI 参与科研环节的综述及数据治理限制。状态: 关联 Publisher Correction 10.1038/s41586-023-06559-7,仅更正作者机构信息;非撤稿;V4。 [REF-013] OECD. (2023). Artificial Intelligence in Science: Challenges, Opportunities and the Future of Research. Paris: OECD Publishing. https://doi.org/10.1787/a8d820bd-en. 键: OECD2023. 功能: AI 科研机会、生产率与治理政策议程。状态: 正式报告;V4。 [REF-014] Noble, A., Beasley, P., Dayan, P., Leonelli, S., Nolan, A., Quinlan, P., Sellen, A. J., Setchi, R., & Vere, K. (2024). Science in the Age of AI: How artificial intelligence is changing the nature and method of scientific research. The Royal Society. https://royalsociety.org/-/media/policy/projects/science-in-the-age-of-ai/science-in-the-age-of-ai_report_web.pdf. 键: RoyalSociety2024. 功能: AI 对方法、技能、诚信和伦理的综合报告。状态: 报告年份为 2024;DOI 10.1098/rs-policy.2026-31 后登记;V4。 [REF-015] Boiko, D. A., MacKnight, R., Kline, B., & Gomes, G. (2023). “Autonomous chemical research with large language models.” Nature, 624(7992), 570–578. https://doi.org/10.1038/s41586-023-06792-0. 键: Boiko2023. 功能: 受约束化学实验代理能力。状态: V4。 [REF-016] Kacena, M. A., Plotkin, L. I., & Fehrenbacher, J. C. (2024). “The Use of Artificial Intelligence in Writing Scientific Review Articles.” Current Osteoporosis Reports, 22(1), 115–121. https://doi.org/10.1007/s11914-023-00852-0. 键: Kacena2024. 功能: AI 辅助综述写作、效率与核验负担。状态: 三主题小样本;V4。 [REF-017] Shcherbiak, A., Habibnia, H., Böhm, R., & Fiedler, S. (2024). “Evaluating science: A comparison of human and AI reviewers.” Judgment and Decision Making, 19, e21. https://doi.org/10.1017/jdm.2024.24. 键: Shcherbiak2024. 功能: 人类与 AI 摘要评审比较。状态: V4。 [REF-018] Clark, J., Barton, B., Albarqouni, L., Byambasuren, O., Jowsey, T., Keogh, J., Liang, T., Moro, C., O’Neill, H., & Jones, M. (2025). “Generative artificial intelligence use in evidence synthesis: A systematic review.” Research Synthesis Methods, 16(4), 601–619. https://doi.org/10.1017/rsm.2025.16. 键: Clark2025. 功能: 生成式 AI 证据综合的错误与监督要求。状态: 19 项纳入研究;V4。 AI 与科研流程 [REF-019] van de Schoot, R., de Bruin, J., Schram, R., Zahedi, P., de Boer, J., Weijdema, F., Kramer, B., Huijts, J., Hoogerwerf, M., Ferdinands, G., Harkema, A., Willemsen, J., Ma, Y., Fang, Q., Hindriks, S., Tummers, L., & Oberski, D. L. (2021). “An open source machine learning framework for efficient and transparent systematic reviews.” Nature Machine Intelligence, 3, 125–133. https://doi.org/10.1038/s42256-020-00287-7. 键: VandeSchoot2021. 功能: ASReview 主动学习筛选。状态: 合并 SR-01/SCI-08;正式期刊版;V4。 [REF-020] Ferdinands, G., Schram, R. D., de Bruin, J., Bagheri, A., Oberski, D. L., Tummers, L. G., Teijema, J. J., & van de Schoot, R. (2023). “Performance of active learning models for screening prioritization in systematic reviews: a simulation study into the Average Time to Discover relevant records.” Systematic Reviews, 12, 100. https://doi.org/10.1186/s13643-023-02257-7. 键: Ferdinands2023. 功能: 筛选模拟、召回和发现时序。状态: 合并 SR-02/SCI-09/S1-1;V4。 [REF-021] Ringeval, M., Paré, G., Vial, G., & Motulsky, A. (2026). “Active Learning in Systematic Literature Screening: Benchmarking AI-Assisted Screening Against Human Consensus.” ECIS 2026 Proceedings. https://aisel.aisnet.org/ecis2026/litrev/litrev/11. 键: Ringeval2026. 功能: 单一真实综述项目中的工具召回差异。状态: 无 DOI;V2。 [REF-022] Chelli, M., Descamps, J., Lavoué, V., Trojani, C., Azar, M., Deckert, M., Raynier, J.-L., Clowez, G., Boileau, P., & Ruetsch-Chelli, C. (2024). “Hallucination Rates and Reference Accuracy of ChatGPT and Bard for Systematic Reviews: Comparative Analysis.” Journal of Medical Internet Research, 26, e53164. https://doi.org/10.2196/53164. 键: Chelli2024. 功能: 生成参考文献的幻觉和精确率。状态: 正式期刊版替代预印本 10.2196/preprints.53164;V3。 [REF-023] Si, C., Yang, D., & Hashimoto, T. (2025a). “Can LLMs Generate Novel Research Ideas? A Large-Scale Human Study with 100+ NLP Researchers.” International Conference on Learning Representations 2025. https://proceedings.iclr.cc/paper_files/paper/2025/hash/ea94957d81b1c1caf87ef5319fa6b467-Abstract-Conference.html. 键: Si2025a. 功能: AI 研究想法的专家新颖性盲评。状态: ICLR 正式版;先行 arXiv DOI 10.48550/arXiv.2409.04109;V3。 [REF-024] Si, C., Hashimoto, T., & Yang, D. (2025b). “The Ideation-Execution Gap: Execution Outcomes of LLM-Generated versus Human Research Ideas.” arXiv preprint. https://doi.org/10.48550/arXiv.2506.20803. 键: Si2025b. 功能: 创意初始评分与执行后价值的落差。状态: 截至核验日为预印本;V3。 [REF-025] Szymanski, N. J., Rendy, B., Fei, Y., Kumar, R. E., He, T., Milsted, D., McDermott, M. J., Gallant, M., Cubuk, E. D., Merchant, A., Kim, H., Jain, A., Bartel, C. J., Persson, K., Zeng, Y., & Ceder, G. (2023). “An autonomous laboratory for the accelerated synthesis of inorganic materials.” Nature, 624, 86–91. https://doi.org/10.1038/s41586-023-06734-w. 键: Szymanski2023. 功能: 自主材料合成平台。状态: Author Correction 10.1038/s41586-025-09992-y;采用更正后 36/57;非撤稿;V4。 [REF-026] Peng, S., Kalliamvakou, E., Cihon, P., & Demirer, M. (2023). “The Impact of AI on Developer Productivity: Evidence from GitHub Copilot.” arXiv preprint. https://doi.org/10.48550/arXiv.2302.06590. 键: Peng2023. 功能: 狭窄编码任务中的人类对照实验。状态: 预印本;V3。 [REF-027] Becker, J., Rush, N., Barnes, E., & Rein, D. (2025). “Measuring the Impact of Early-2025 AI on Experienced Open-Source Developer Productivity.” arXiv preprint. https://doi.org/10.48550/arXiv.2507.09089. 键: Becker2025. 功能: 成熟代码库中的减速证据。状态: 预印本;V3。 [REF-028] Chen, Z., Chen, S., Ning, Y., Zhang, Q., Wang, B., Yu, B., Li, Y., Liao, Z., Wei, C., Lu, Z., Dey, V., Xue, M., Baker, F. N., Burns, B., Adu-Ampratwum, D., Huang, X., Ning, X., Gao, S., Su, Y., & Sun, H. (2025). “ScienceAgentBench: Toward Rigorous Assessment of Language Agents for Data-Driven Scientific Discovery.” International Conference on Learning Representations 2025. https://proceedings.iclr.cc/paper_files/paper/2025/hash/f12b4df26344f3be803c06b555252efe-Abstract-Conference.html. 键: Chen2025. 功能: 科学智能体任务基准。状态: ICLR 正式版;V3。 [REF-029] Liang, W., Zhang, Y., Cao, H., Wang, B., Ding, D. Y., Yang, X., Vodrahalli, K., He, S., Smith, D. S., Yin, Y., McFarland, D. A., & Zou, J. Y. (2024). “Can Large Language Models Provide Useful Feedback on Research Papers? A Large-Scale Empirical Analysis.” NEJM AI, 1, AIoa2400196. https://doi.org/10.1056/AIoa2400196. 键: Liang2024. 功能: AI 与人类评审重叠及用户研究。状态: 正式题名采用 DOI 记录;V2。 [REF-030] Thakkar, N., Yuksekgonul, M., Silberg, J., Garg, A., Peng, N., Sha, F., Yu, R., Vondrick, C., & Zou, J. Y. (2026). “A large-scale randomized study of large language model feedback in peer review.” Nature Machine Intelligence, 8(3), 326–336. https://doi.org/10.1038/s42256-026-01188-x. 键: Thakkar2026. 功能: AI 评审反馈的真实会议随机部署。状态: 正式题名采用 DOI 记录;V4。 [REF-031] Zhu, L., Lai, Y., Xie, J., Mou, W., Huang, L., Qi, C., Yang, T., Jiang, A., Gan, W., Zeng, D., Tang, B., Xiao, M., Chu, G., Liu, Z., Cheng, Q., Lin, A., & Luo, P. (2025). “Evaluating the potential risks of employing large language models in peer review.” Clinical and Translational Discovery, 5(4), e70067. https://doi.org/10.1002/ctd2.70067. 键: Zhu2025. 功能: 生成评审的浅薄性、提示敏感性和检测失效。状态: 正式题名采用 DOI 记录;V3。 [REF-032] Andersen, J. P., Degn, L., Fishberg, R., Graversen, E. K., Horbach, S. P. J. M., Schmidt, E. K., Schneider, J. W., & Sørensen, M. P. (2025). “Generative Artificial Intelligence (GenAI) in the research process – A survey of researchers’ practices and perceptions.” Technology in Society, 81, 102813. https://doi.org/10.1016/j.techsoc.2025.102813. 键: Andersen2025. 功能: 科研采用、学科和职业差异。状态: 正式题名采用 DOI 记录;V4。 科学计量学 [REF-033] Garfield, E. (1955). “Citation Indexes for Science: A New Dimension in Documentation through Association of Ideas.” Science, 122(3159), 108–111. https://doi.org/10.1126/science.122.3159.108. 键: Garfield1955. 功能: 引文索引与文献发现。状态: V3。 [REF-034] Price, D. J. de S. (1965). “Networks of Scientific Papers.” Science, 149(3683), 510–515. https://doi.org/10.1126/science.149.3683.510. 键: Price1965. 功能: 引用网络偏斜、研究前沿和头部集中。状态: 合并 SCI-03/S1-5;V4。 [REF-035] Thelwall, M., Kousha, K., Stuart, E., Makita, M., Abdoli, M., Wilson, P., & Levitt, J. (2023). “Do bibliometrics introduce gender, institutional or interdisciplinary biases into research evaluations?” Research Policy, 52(8), 104829. https://doi.org/10.1016/j.respol.2023.104829. 键: Thelwall2023. 功能: 引用指标与同行评审的机构评价差异。状态: V4。 [REF-036] Feng, Y., Liang, S., Zhang, Y., Chen, S., Wang, Q., Huang, T., Sun, F., Liu, X., Zhu, H., & Pan, H. (2022). “Automated medical literature screening using artificial intelligence: a systematic review and meta-analysis.” Journal of the American Medical Informatics Association, 29(8), 1425–1432. https://doi.org/10.1093/jamia/ocac066. 键: Feng2022. 功能: 医学筛选召回、漏检和精确率权衡。状态: V4。 [REF-037] Teijema, J. J., Ribeiro, G., Seuren, S., Anadria, D., Bagheri, A., & van de Schoot, R. (2025). “Simulation-based active learning for systematic reviews: A scoping review of literature.” Journal of Information Science, online first, 17 December 2025. https://doi.org/10.1177/01655515251379058. 键: Teijema2025. 功能: 主动学习模拟的证据版图、指标异质和开放性。状态: 正式期刊版替代 PsyArXiv;卷页未在核验记录中提供;V4。 [REF-038] Gupta, S., Wang, H., Lipton, Z. C., & Wang, Y. (2021). “Correcting Exposure Bias for Link Recommendation.” In Proceedings of the 38th International Conference on Machine Learning, PMLR 139, 3953–3963. https://proceedings.mlr.press/v139/gupta21c.html. 键: Gupta2021. 功能: 曝光偏差与推荐反馈回路。状态: PMLR 终版替代 arXiv:2106.07041;V4。 [REF-039] Küçüktunç, O., Saule, É., Kaya, K., & Çatalyürek, Ü. V. (2014). “Diversifying Citation Recommendations.” ACM Transactions on Intelligent Systems and Technology, 5(4), Article 55, 1–21. https://doi.org/10.1145/2668106. 键: Kucuktunc2014. 功能: 相关性与引用推荐多样性的权衡。状态: 正式期刊版替代 2012 arXiv;V4。 [REF-040] Bornmann, L., & Daniel, H.-D. (2008). “What do citation counts measure? A review of studies on citing behavior.” Journal of Documentation, 64(1), 45–80. https://doi.org/10.1108/00220410810844150. 键: BornmannDaniel2008. 功能: 引用动机与计量指标局限。状态: V4。 [REF-041] Hicks, D., Wouters, P., Waltman, L., de Rijcke, S., & Rafols, I. (2015). “Bibliometrics: The Leiden Manifesto for research metrics.” Nature, 520, 429–431. https://doi.org/10.1038/520429a. 键: Hicks2015. 功能: 负责任计量与指标使用原则。状态: V4。 [REF-042] Dougherty, M. R., & Horne, Z. (2022). “Citation counts and journal impact factors do not capture some indicators of research quality in the behavioural and brain sciences.” Royal Society Open Science, 9(8), 220334. https://doi.org/10.1098/rsos.220334. 键: DoughertyHorne2022. 功能: 引用/影响因子与严谨性、复现指标的弱关联。状态: 正式期刊版替代 2019 PsyArXiv;V4。 [REF-043] Nelson, A. P. K., Gray, R. J., Ruffle, J. K., Watkins, H. C., Herron, D., Sorros, N., Mikhailov, D., Cardoso, M. J., Ourselin, S., McNally, N., Williams, B., Rees, G. E., & Nachev, P. (2022). “Deep forecasting of translational impact in medical research.” Patterns, 3(5), 100483. https://doi.org/10.1016/j.patter.2022.100483. 键: Nelson2022. 功能: 转化代理预测与引用基线。状态: 正式期刊版替代 2021 arXiv;V4。 伦理与治理 [REF-044] UNESCO. (2021a). Recommendation on the Ethics of Artificial Intelligence. SHS/BIO/PI/2021/1. Adopted 23 November 2021; published 2022. https://unesdoc.unesco.org/ark:/48223/pf0000379949.locale. 键: UNESCO2021Ethics. 功能: AI 伦理的人权、监督、公平、问责和可持续原则。状态: 自愿性国际建议;V4。 [REF-045] European Parliament & Council of the European Union. (2024). Regulation (EU) 2024/1689 laying down harmonised rules on artificial intelligence (Artificial Intelligence Act). Official Journal of the European Union, OJ L, 2024/1689, 12 July 2024. https://eur-lex.europa.eu/eli/reg/2024/1689/oj/eng. 键: EU2024AIAct. 功能: 欧盟风险分级、透明度、数据、监督和责任规则。状态: 使用 2026-07-27 合并文本辅助核对;分阶段适用;V4。 [REF-046] National Institute of Standards and Technology. (2024). Artificial Intelligence Risk Management Framework: Generative Artificial Intelligence Profile. NIST AI 600-1, July 2024. https://doi.org/10.6028/NIST.AI.600-1. 键: NIST2024GenAI. 功能: 生成式 AI 风险分类与治理。状态: 自愿性框架;V4。 [REF-047] All European Academies. (2023). The European Code of Conduct for Research Integrity—Revised Edition 2023. Berlin: ALLEA. ISBN 978-3-9823562-3-5. https://doi.org/10.26356/ECOC. 键: ALLEA2023. 功能: 科研诚信、作者资格与责任。状态: 科研共同体规范;doi.org 于核验日重定向至 ALLEA 官方页;V4。 [REF-048] European Commission, Directorate-General for Research and Innovation. (2026). Living guidelines on the responsible use of generative AI in research. Third version, May 2026. https://research-and-innovation.ec.europa.eu/document/download/2b6cf7e5-36ac-41cb-aab5-0d32050143dc_en?filename=ec_rtd_ai-guidelines.pdf. 键: EuropeanCommission2026. 功能: 生成式 AI 科研使用、披露、核验和保密指南。状态: Living guideline;V4。 [REF-049] International Committee of Medical Journal Editors. (2026). Recommendations for the Conduct, Reporting, Editing, and Publication of Scholarly Work in Medical Journals. Updated January 2026. https://www.icmje.org/icmje-recommendations.pdf. 键: ICMJE2026. 功能: 医学出版中的 AI 披露、作者责任和评审保密。状态: 推荐规范;V4。 [REF-050] Springer Nature. (2026). Artificial Intelligence (AI): Nature Portfolio editorial policy. Dynamic web policy. https://www.nature.com/nature/editorial-policies/ai. 键: SpringerNature2026. 功能: Springer Nature 作者资格、生成式使用和评审政策。状态: 2026 为访问年;页面动态;V4。 [REF-051] World Intellectual Property Organization. (2024). Generative AI: Navigating Intellectual Property. 28 February 2024. https://www.wipo.int/en/web/frontier-technologies/w/news/2024/news_0002. 键: WIPO2024. 功能: 生成式 AI 知识产权风险与组织尽调。状态: 实务指南;V4。 [REF-052] European Parliament & Council of the European Union. (2016). Regulation (EU) 2016/679 (General Data Protection Regulation). Official Journal of the European Union, OJ L 119, 4 May 2016. https://eur-lex.europa.eu/legal-content/EN/TXT?uri=CELEX%3A32016R0679. 键: EU2016GDPR. 功能: 科研个人数据处理与外部 AI 输入。状态: 欧盟/欧洲经济区范围;V4。 [REF-053] Blau, W., Cerf, V. G., Enriquez, J., Francisco, J. S., Gasser, U., Gray, M. L., Greaves, M., Grosz, B. J., Jamieson, K. H., Haug, G. H., Hennessy, J. L., Horvitz, E., Kaiser, D. I., London, A. J., Lovell-Badge, R., McNutt, M. K., Minow, M., Mitchell, T. M., Ness, S., Parthasarathy, S., Perlmutter, S., Press, W. H., Wing, J. M., & Witherell, M. (2024). “Protecting scientific integrity in an age of generative AI.” Proceedings of the National Academy of Sciences, 121(22), e2407886121. https://doi.org/10.1073/pnas.2407886121. 键: Blau2024. 功能: 生成式 AI 与科学诚信的综合评论。状态: C1;V3。 [REF-054] Lund, B. D., & Naheem, K. T. (2024). “Can ChatGPT be an author? A study of artificial intelligence authorship policies in top academic journals.” Learned Publishing, 37(1), 13–21. https://doi.org/10.1002/leap.1582. 键: Lund2024. 功能: 顶级期刊 AI 作者与披露政策的横截面分析。状态: 在线 2023、卷年 2024;V3。 [REF-055] Walters, W. H., & Wilder, E. I. (2023). “Fabrication and errors in the bibliographic citations generated by ChatGPT.” Scientific Reports, 13, 14045. https://doi.org/10.1038/s41598-023-41032-5. 键: WaltersWilder2023. 功能: 生成引文的虚构和实质错误。状态: 合并 WR-03/EG-18;V4。 [REF-056] Obermeyer, Z., Powers, B., Vogeli, C., & Mullainathan, S. (2019). “Dissecting racial bias in an algorithm used to manage the health of populations.” Science, 366(6464), 447–453. https://doi.org/10.1126/science.aax2342. 键: Obermeyer2019. 功能: 代理变量与算法偏见案例。状态: V3。 [REF-057] Carlini, N., Tramèr, F., Wallace, E., Jagielski, M., Herbert-Voss, A., Lee, S., Roberts, K., Brown, D., Song, D., Erlingsson, Ú., Oprea, A., & Raffel, C. (2021). “Extracting Training Data from Large Language Models.” In 30th USENIX Security Symposium, 2633–2650. https://www.usenix.org/conference/usenixsecurity21/presentation/carlini-extracting. 键: Carlini2021. 功能: 训练数据提取、隐私和访问控制。状态: 正式会议记录;V4。 [REF-058] Barredo Arrieta, A., Díaz-Rodríguez, N., Del Ser, J., Bennetot, A., Tabik, S., Barbado, A., García, S., Gil-López, S., Molina, D., Benjamins, R., Chatila, R., & Herrera, F. (2020). “Explainable Artificial Intelligence (XAI): Concepts, Taxonomies, Opportunities and Challenges toward Responsible AI.” Information Fusion, 58, 82–115. https://doi.org/10.1016/j.inffus.2019.12.012. 键: BarredoArrieta2020. 功能: XAI 分类、透明与情境。状态: 正式期刊版替代 arXiv:1910.10045;V4。 [REF-059] Strubell, E., Ganesh, A., & McCallum, A. (2019). “Energy and Policy Considerations for Deep Learning in NLP.” In Proceedings of the 57th Annual Meeting of the Association for Computational Linguistics, 3645–3650. https://doi.org/10.18653/v1/P19-1355. 键: Strubell2019. 功能: 深度学习能源、算力与政策成本。状态: C1;V4。 三项模拟的方法来源 [REF-060] Callaghan, M. W., & Müller-Hansen, F. (2020). “Statistical stopping criteria for automated screening in systematic reviews.” Systematic Reviews, 9, 273. https://doi.org/10.1186/s13643-020-01521-4. 键: CallaghanMullerHansen2020. 功能: 第 8.1 模拟的停止不确定性和超几何检验依据。状态: V4。 [REF-061] Clarke, C. L. A., Kolla, M., Cormack, G. V., Vechtomova, O., Ashkan, A., Büttcher, S., & MacKinnon, I. (2008). “Novelty and diversity in information retrieval evaluation.” In Proceedings of the 31st Annual International ACM SIGIR Conference on Research and Development in Information Retrieval, 659–666. https://doi.org/10.1145/1390334.1390446. 键: Clarke2008. 功能: 第 8.1 模拟中 novelty 与 diversity 的概念区分。状态: V4。 [REF-062] Hill, M. O. (1973). “Diversity and Evenness: A Unifying Notation and Its Consequences.” Ecology, 54(2), 427–432. https://doi.org/10.2307/1934352. 键: Hill1973. 功能: 第 8.1 模拟的熵、均匀度和 Simpson 指标。状态: V4。 [REF-063] Benjamini, Y., & Hochberg, Y. (1995). “Controlling the False Discovery Rate: A Practical and Powerful Approach to Multiple Testing.” Journal of the Royal Statistical Society Series B: Statistical Methodology, 57(1), 289–300. https://doi.org/10.1111/j.2517-6161.1995.tb02031.x. 键: BenjaminiHochberg1995. 功能: 第 8.2 模拟的 FDR 与错误发现控制。状态: V4。 [REF-064] Button, K. S., Ioannidis, J. P. A., Mokrysz, C., Nosek, B. A., Flint, J., Robinson, E. S. J., & Munafò, M. R. (2013). “Power failure: why small sample size undermines the reliability of neuroscience.” Nature Reviews Neuroscience, 14(5), 365–376. https://doi.org/10.1038/nrn3475. 键: Button2013. 功能: 第 8.2 模拟的低功效、效应膨胀和验证负担。状态: V4。 [REF-065] Nickerson, R. S. (1998). “Confirmation Bias: A Ubiquitous Phenomenon in Many Guises.” Review of General Psychology, 2(2), 175–220. https://doi.org/10.1037/1089-2680.2.2.175. 键: Nickerson1998. 功能: 第 8.2 模拟的确认敏感证据筛选机制。状态: V4。 [REF-066] Bornmann, L., Mutz, R., & Daniel, H.-D. (2010). “A Reliability-Generalization Study of Journal Peer Reviews: A Multilevel Meta-Analysis of Inter-Rater Reliability and Its Determinants.” PLoS ONE, 5(12), e14331. https://doi.org/10.1371/journal.pone.0014331. 键: Bornmann2010. 功能: 第 8.3 模拟的评审可靠性与研究间异质性。状态: V4。 [REF-067] Gittins, J. C. (1979). “Bandit Processes and Dynamic Allocation Indices.” Journal of the Royal Statistical Society Series B: Statistical Methodology, 41(2), 148–164. https://doi.org/10.1111/j.2517-6161.1979.tb01068.x. 键: Gittins1979. 功能: 第 8.3 模拟的独立多臂资源分配基准。状态: V4。 [REF-068] Giannakakos, V. P., Karanfilian, T. S., Dimopoulos, A. D., & Barmettler, A. (2025). “Impact of author characteristics on outcomes of single- versus double-blind peer review: a systematic review of comparative studies in scientific abstracts and publications.” Scientometrics, 130(1), 399–421. https://doi.org/10.1007/s11192-024-05213-x. 键: Giannakakos2025. 功能: 第 8.3 模拟的身份/地位偏差与制度异质性。状态: 在线 2024、卷年 2025;V4。 2025–2026 前沿代模型实证(增量,REF-069–087) [REF-069] Joel Becker, Nate Rush, Tessa Cunningham, Dominik Rein, & Khalid Mahamud (2026). “We are Changing our Developer Productivity Experiment Design.” METR 机构技术报告(2026-02-24). https://metr.org/blog/2026-02-24-uplift-update/. 键: Becker2026. 功能: 对照实验被生态破坏、测量方法失效的方法学记录。状态: 机构技术报告,未经同行评审;配套数据仓库 METR/Measuring-Late-2025-AI-on-OSS-Devs;引用只用其方法学结论。 [REF-070] Xiang Deng, Jeff Da, Edwin Pan, Yannis Yiming He, Charles Ide, Kanak Garg, Niklas Lauffer, Andrew Park, Nitin Pasari, Chetan Rane, Karmini Sampath, Maya Krishnan, Srivatsa Kundurthy, Sean Hendryx, Zifan Wang, Vijay Bharadwaj, Jeff Holm, Raja Aluri, Chen Bo Calvin Zhang, Noah Jacobson, Bing Liu, & Brad Kenstler (2025). “SWE-Bench Pro: Can AI Agents Solve Long-Horizon Software Engineering Tasks?.” arXiv preprint(v2 2025-11-14). https://doi.org/10.48550/arXiv.2509.16941. 键: Deng2025. 功能: 任务结构与验收口径对基准成绩的调节作用(同一模型结论翻转)。状态: arXiv 官方摘要页与 DOI 已核对;引用具体分数必须锁定版本(v1 与 v2 摘要表述不同)。 [REF-071] S. Agarwal, H. He, & B. Vasilescu (2026). “AI IDEs or Autonomous Agents? Measuring the Impact of Coding Agents on Software Development.” arXiv preprint(v2 2026-01-27). https://doi.org/10.48550/arXiv.2601.13597. 键: Agarwal2026. 功能: 速度—质量分离的准实验证据(提速衰减、质量债持续)。状态: arXiv 官方摘要页已核对;含复现包;作者名以官方页首字母形式记录。 [REF-072] Elad Ben Avraham, ChangHao Li, Ron Dorfman, Roy Ganz, Oren Nuriel, Amir Dudai, Aviad Aberdam, Noah Flynn, Elman Mansimov, Aditya Kalyanpur, & Ron Litman (2026). “DREAM: Deep Research Evaluation with Agentic Metrics.” Proceedings of ACL 2026 (Long Papers), 9879–9904. https://doi.org/10.18653/v1/2026.acl-long.448. 键: Avraham2026. 功能: 合成幻象:表层流畅与引用对齐掩盖事实缺陷,须逐条核验。状态: ACL Anthology 正式页、DOI 与 BibTeX 已核对(核验日 2026-09-25)。 [REF-073] M. Topaz, N. Roguin, P. Gupta, Z. Zhang, & L. M. Peltonen (2026). “Fabricated citations: an audit across 2.5 million biomedical papers.” The Lancet 407(10541): 1779–1781. https://doi.org/10.1016/S0140-6736(26)00603-3. 键: Topaz2026. 功能: 250 万篇论文、1.256 亿条参考文献的伪造引用语料审计。状态: DOI 解析与 PubMed 正式记录交叉核验;作者以官方记录缩写形式记录。 [REF-074] S. F. Chen (2026). “LLM-assisted systematic review of large language models in clinical medicine.” Nature Medicine 32: 1152–1159. https://doi.org/10.1038/s41591-026-04229-5. 键: Chen2026a. 功能: 前沿代模型辅助系统综述筛选的一致性与人审边界。状态: Nature Medicine 正式页与 DOI 已核对;作者列表见原文,本记录仅列第一作者;与 REF-078 同姓同年,正文用 a/b 消歧。 [REF-075] P. Zhang, Q. Ye, Z. Peng, K. Garimella, & G. Tyson (2025). “Source Coverage and Citation Bias in LLM-based vs. Traditional Search Engines.” arXiv preprint(2025-12-10). https://doi.org/10.48550/arXiv.2512.09483. 键: Zhang2025. 功能: LLM 检索的来源多样性收益与可信度收益的分离。状态: arXiv 官方页与 DataCite DOI 已核对;作者名以官方页形式记录。 [REF-076] Yanlin Fei, Nazhou Liu, Xinmiao Yu, Shaolong Chen, Lei Li, Rahul Thapa, Madalina Ciobanu, Navan Preet Singh, Qingqing Mao, & Ritankar Das (2026). “How Do Agents Fail on AutoResearch: End-to-End Diagnostic Evaluation on 100 Real-World Frontier Research Tasks.” arXiv preprint(v3 2026-08-25). https://doi.org/10.48550/arXiv.2608.14905. 键: Fei2026. 功能: 端到端科研代理的过程级失败诊断(局部正确 不等于 链条重组)。状态: arXiv 官方摘要页已核对;预印本,尚未见同行评审记录。 [REF-077] Zhen Wang, Fan Bai, Zhongyan Luo, Jinyan Su, Kaiser Sun, Xinle Yu, Jieyuan Liu, Kun Zhou, Claire Cardie, Mark Dredze, Zhiting Hu, & Eric P. Xing (2026). “FIRE-Bench: Evaluating AI Agents on the Rediscovery of Scientific Insights.” ICML 2026(camera-ready);arXiv v2 2026-07-10. https://doi.org/10.48550/arXiv.2602.02905. 键: Wang2026. 功能: 科研代理重已知结论的量化下界(执行落差的硬指标)。状态: arXiv 官方摘要页标注 ICML 2026 camera-ready;正式卷册页建议引用前再核。 [REF-078] Ziyu Chen, Yilun Zhao, & Arman Cohan (2026). “Measuring the Gap Between Human and LLM Research Ideas.” arXiv preprint(2026-07-01). https://doi.org/10.48550/arXiv.2607.01233. 键: Chen2026b. 功能: 想法生成的当代复测:个体可行但分布收窄(对 Si et al. 的补充质疑)。状态: arXiv 官方摘要页已核对;与 REF-074 同姓同年,正文用 a/b 消歧;预印本。 [REF-079] Sunnie S. Y. Kim, Wesley Hanwen Deng, Jennifer Wortman Vaughan, Buxin Su, Weijie Su, Alekh Agarwal, Sharon Li, Martin Jaggi, Daniel G. Goldstein, Nihar B. Shah, & Miroslav Dudík (2026). “Use and Effects of LLMs in Peer Review: A Randomized Experiment and Survey at ICML 2026.” arXiv preprint(2026-09-16);ICML 2026 现场随机实验. https://arxiv.org/abs/2609.19420. 键: Kim2026. 功能: 评议侧政策的现场随机证据:规则文本 不等于 执行效果。状态: arXiv 官方摘要页已核对;DOI 注册状态标注为 pending registration,暂以稳定 URL 引用,待 DOI 出现后升级核验等级。 [REF-080] Sai Suresh Macharla Vasu, Ivaxi Sheth, Hui-Po Wang, Ruta Binkyte, & Mario Fritz (2026). “Justice in Judgment: Unveiling (Hidden) Bias in LLM-assisted Peer Reviews.” Findings of ACL 2026, 307–330. https://doi.org/10.18653/v1/2026.findings-acl.14. 键: Vasu2026. 功能: LLM 评议把结构性不平等带入评审的对照证据。状态: ACL Anthology 正式页、DOI、页码与 ISBN 已核对。 [REF-081] Zuyao Xu, Yuqi Qiu, Lu Sun, Fasheng Miao, Fubin Wu, Xiang Li, Xinyi Wang, Haozhe Lu, Zhengze Zhang, Yuxin Hu, Jialu Li, Luo Jin, Feng Zhang, Rui Luo, Xinran Liu, Yingxian Li, & Jiaji Liu (2026). “GhostCite: A Large-Scale Analysis of Citation Validity in the Age of Large Language Models.” arXiv preprint(v2 2026-05-14). https://doi.org/10.48550/arXiv.2602.06718. 键: Xu2026. 功能: 多模型引文有效性审计与审稿人核验行为调查。状态: arXiv 官方摘要页与关键数字已核对;预印本。 [REF-082] Seth Layton, Bernardo B. P. Medeiros, Kevin R. B. Butler, & Patrick Traynor (2026). “AI Wrote My Paper and All I Got was This False Negative: Measuring the Efficacy of Commercial AI Text Detectors.” 2026 IEEE Symposium on Security and Privacy (SP), 213–232. https://doi.org/10.1109/SP63933.2026.00088. 键: Layton2026. 功能: AI 文本检测不可单独定责的同行评审实证。状态: DOI 解析返回 IEEE 正式引文并已核对;建议引用前再以 Crossref/OpenAlex 交叉。 [REF-083] OpenAI (2026). “GPT-5.6 Preview System Card.” OpenAI Deployment Safety Hub 机构报告(2026-06-26 发布,变更日志更新至 2026-08-19). https://deploymentsafety.openai.com/gpt-5-6-preview. 键: OpenAI2026. 功能: 当前代模型的官方能力与责任披露一手材料(GPT-5.6 级基线)。状态: 官方页面全文已核对(访问日期 2026-09-25);动态文档,引用须注明访问日期与变更日志;无 DOI,无独立书目记录。 [REF-084] Yongyuan He, & Yi Bu (2026). “Academic journals’ AI policies fail to curb the surge in AI-assisted academic writing.” Proceedings of the National Academy of Sciences 123(9): e2526734123. https://doi.org/10.1073/pnas.2526734123. 键: HeBu2026. 功能: 披露政策的形式采纳与行为改变脱节的大样本证据。状态: DOI 解析与 PMC 正式全文(PMC12956875)交叉核对;数据代码公开于 GitHub IM-Peking-University/ai_policy。 [REF-085] Rushil Saha, Gaurav Juneja, Divya Chaudhuri, Nandini Sajeevan, Nihar B. Shah, & Divya Pruthi (2026). “Policies Permitting LLM Use for Polishing Peer Reviews Are Currently Not Enforceable.” ICML 2026(arXiv v2 2026-06-23). https://doi.org/10.48550/arXiv.2603.20450. 键: Saha2026. 功能: 检测误差决定执法可行性(0.1% 误报即数十起错误指控)。状态: arXiv 官方摘要页与 ICML 2026 标注已核对;正式会议记录 DOI 待出版后补。 [REF-086] European Research Council Scientific Council (2026). “The use of AI in grant proposal evaluation — Guidelines for ERC panel members and remote reviewers.” ERC 官方新闻稿及附件指南(2026-03-24). https://erc.europa.eu/news-events/news/erc-clarifies-limits-ai-use-grant-evaluation. 键: ERC2026. 功能: 资助端评审治理的可核查条款样本(责任不可外包)。状态: ERC 官网新闻稿页已核对(访问日期 2026-09-25);动态页面,引用须记访问日期。 [REF-087] M. Chugunova, D. Harhoff, K. Hölzle, V. Kaschub, S. Malagimani, U. Morgalla, & R. Rose (2026). “Who uses AI in research, and for what? Large-scale survey evidence from Germany.” Research Policy 55(2): 105381. https://doi.org/10.1016/j.respol.2025.105381. 键: Chugunova2026. 功能: 研究者采用率与制度认知错配的大样本横截面。状态: Crossref 元数据与 MPI 机构库记录交叉核对;在线 2025-11-19、卷期 2026;调查实施 2024-06,引用须注明数据时点。 关联更正记录 [COR-01] Wang, H., Fu, T., Du, Y., Gao, W., Huang, K., Liu, Z., Chandak, P., Liu, S., Van Katwyk, P., Deac, A., Anandkumar, A., Bergen, K., Gomes, C. P., Ho, S., Kohli, P., Lasenby, J., Leskovec, J., Liu, T.-Y., Manrai, A., Marks, D., Ramsundar, B., Song, L., Sun, J., Tang, J., Veličković, P., Welling, M., Zhang, L., Coley, C. W., Bengio, Y., & Zitnik, M. (2023). “Publisher Correction: Scientific discovery in the age of artificial intelligence.” Nature, 621, E33. https://doi.org/10.1038/s41586-023-06559-7. 功能: REF-012 状态记录;更正作者机构信息。状态: 不是撤稿。 [COR-02] Szymanski, N. J., Rendy, B., Fei, Y., Kumar, R. E., He, T., Milsted, D., McDermott, M. J., Gallant, M., Cubuk, E. D., Merchant, A., Kim, H., Jain, A., Bartel, C. J., Persson, K., Zeng, Y., & Ceder, G. (2026). “Author Correction: An autonomous laboratory for the accelerated synthesis of inorganic materials.” Nature, 650, E1. https://doi.org/10.1038/s41586-025-09992-y. 功能: REF-025 状态记录;正文采用更正后的 36/57。状态: 不是撤稿。